1971: A Global History of the Creation of Bangladesh by Srinath Raghavan (New Delhi: Permanent Black), 2013; pp 358, Rs 795
Kanti Bajpai (
sppkpb@nus.edu.sg) teaches at the Lee Kuan Yew School of Public Policy, Singapore.
Srinath Raghavan has followed up his meticulously researched and
finely written account of war and peace in the Nehru era with a
state-of-the-art account of the Bangladesh war of 1971. As in
War and Peace in Modern India,
Raghavan relies on deep research, including considerable archival and
some oral history material, to challenge the myths, legends, fables, and
received wisdoms on Indian
strategic and military history. My review
(2010) of his earlier book emphasised the importance of Raghavan’s work
for the development of the Indian study of International Relations (IR)
and more specifically for scholarship on its external policy (diplomacy
and security policy).
1971: A Global History confirms that view.
The “historical turn” to Indian scholarship in IR and to the study of
external policy is a relatively recent one. It is true of course that
archival-based work amongst Indian IR scholars and in the oeuvre of
Indian foreign policy studies was not unknown before Raghavan’s work. M S
Venkatramani of the old Indian School of International Studies (ISIS),
later the School of International Studies (SIS) at Jawaharlal Nehru
University, was probably the pioneer, with his writings on United
States’ (US) foreign policy towards south Asia. Venkatramani depended
largely on US archives that became available in the 1970s. Sisir Gupta’s
study of the Kashmir dispute is another key early text, which relied on
more contemporary archives, that is, open-source documents and
statements.
Over the past 60 years, Indian IR and studies of Indian external
policy were typified by “relational studies” – India’s relations with
various powers, analysed through a fairly standard “Realist lens” which
refracted New Delhi’s choices, challenges, and responses in terms of the
“national interest conceived of as the pursuit of power”, the Hans
Morgenthau/common sense view of external policy. Relational studies were
based largely on contemporary open-source materials available in the
press, published official documents, secondary sources (books and
academic journals), and some fieldwork that relied on interviews with
Indian or foreign officials. It was not therefore archive-based
research. It was more or less “breaking news”, rather than historical,
and it was frequently prescriptive, advice aimed at The Prince, intended
to help make better policy.
New Scholarship
The new historical turn by contrast is far more inductive and is
willing to “unpack” what India’s interests were in a particular case.
The newer scholarship digs into the archives, in India and abroad,
resorts to oral history and interviews, and uses open-source material as
well as secondary sources to parse Indian objectives and goals and the
sources of its interests, both external and internal. It seeks to lay
bare pivotal historical periods or episodes that continue to affect
choices and policies in the present. It is not explicitly prescriptive
but rather descriptive, interpretive, analytical, and critical. Its aim
is to demystify, set the record straight, and better inform, so that
citizens and policymakers may reflect on past errors and successes and
take away lessons for the present and future. The new IR is inspired by
international history and military history and is generally light on
theory. As a result, it is highly readable and accessible to a
non-academic audience as well.
A whole new generation of historically-minded young scholars who
write about India’s external policy is coming to the fore, and Raghavan
is surely the leader of the pack at this point with this, his second
book. The “group” – most of those doing this work know each other
personally and of course know of each other’s work – includes Manu
Bhagavan, Rudra Chaudhuri, Tanvi Madan, Manjari Chatterjee Miller,
Pallavi Raghavan and Kate Sullivan, amongst others.
Emerging Work on Bangladesh
Raghavan’s
1971 must also be set in the context of emerging
work on the Bangladesh crisis. The year 2011 was the 30th anniversary of
the Bangladesh war, and it was marked by the publication of Sarmila
Bose’s rather controversial book,
Dead Reckoning: Memories of the 1971 Bangladesh War. Two years later saw the publication of Gary Bass’s
The Blood Telegram: Nixon, Kissinger, and a Forgotten Genocide (New York: Knopf 2013), a monumental account of the Nixon-Kissinger White House and its role in US policy, and Raghavan’s
1971: A Global History of the Creation of Bangladesh.
The three books allow us three different views of the Bangladesh
crisis: Bose’s account is influenced heavily by East and West Pakistani
views of the crisis;
Blood primarily excavates the
Nixon-Kissinger team’s and US’ perceptions; and Raghavan privileges
India’s calculations and actions even as it deals illuminatingly with
the policies of all the major players – the Pakistani government,
Mujibur Rahman and the Bangladeshi resistance, the US, Soviet Union,
China, Germany, France and Britain.
Before the recent spate of books on 1971, there was in fact a rather
substantial gap in scholarship for nearly three decades. Two Indian
books were useful initial statements on the causes and course of the
crisis/war, namely, Mohammed Ayoob and K Subrahmanyam’s
The Liberation War (1972) and Pran Chopra’s
India’s Second Liberation (1974). Siddik Salik’s
Witness to Surrender (1978)
was the most authoritative Pakistani account to be published in the
wake of the war. There were of course several other works, including
Bangladeshi accounts and other Pakistani accounts, which appeared in the
three succeeding decades. What is striking though is the paucity of
high-quality writings from the subcontinent on this – the most
significant subcontinental war.
This is somewhat curious, but perhaps understandable. For Pakistanis,
the crisis and war are painful reminders of their tortured politics and
the defeat at India’s hands. For Bangladeshis, 1971 represents
liberation, but the ups and down since then have been traumatic. In
addition, the crisis, war, and subsequent events in the country are
controversial subjects, and it would take some courage to attempt a
detailed and detached history of the past 40 years. For Indians, 1971 is
a fairly glorious moment. However, relations with independent
Bangladesh have been difficult, to say the least, and there is a
substantial view that its creation may have been a strategic mistake –
or at least that New Delhi messed up the diplomatic and political
opportunities created by the break-up of Pakistan. To revisit the
episode is therefore to feel a sense of frustration at what followed in
its wake.
If south Asian scholarship on the war has not been terribly
impressive, international scholarship too has been rather disappointing.
The rest of the world, like the subcontinent, largely wished the
episode away. There were only two exceptions: Robert Jackson’s
South Asian Crisis: India-Pakistan-Bangladesh
(1975), perhaps the best academic analysis to appear after the crisis, a
volume that has largely stood the test of time; and Richard Sisson and
Leo Rose’s
War and Secession: Pakistan, India, and the Creation of Bangladesh (1990),
more than a decade after Jackson’s volume, which set the academic
standard on the issue. Srinath Raghavan’s and the Bose and Bass volumes
must be seen in this context. There is little doubt that they are today
the three most notable books on the events of 1971. And to my mind it is
Raghavan’s that is the most encyclopedic in its coverage – while he
adverts to India’s views, calculations, and actions throughout the book,
he also deftly and with nuance depicts the policies of all the other
major players.
Strengths of the Book
What, then, does Raghavan tell us about 1971 that we did not already
know and that controverts both the scholarly and popular view of the
events from 15 March 1971 onwards? What are the strengths of the book
beyond its use of archives and its attempt to bring together in one
volume the policy approaches of all the major actors? There is an
enormous amount of scholarship here and many small and bigger surprises,
but let me highlight six key themes.
First of all, Raghavan attacks the “inevitability thesis” – that the
sundering of Pakistan was more or less inevitable given the
geographical, ideological, political and economic differences between
the two wings of the country; and that war too, as events unfolded in
East Pakistan, was a runaway freight train. Instead, chance,
contingency, and conjuncture, and key moments of agency combined to
destroy Pakistan and to give Bangladesh freedom through war.
Until quite late, perhaps as late as November 1971, Islamabad might
have kept Pakistan united. Raghavan shows that for several months after
Operation Searchlight began – the Pakistani army’s crackdown on the
protest movement in East Pakistan – all the major actors
including India
were in varying degrees of opposition to an independent Bangladesh. The
Bangladesh problem, he argues, could have been solved within a united
Pakistan, and even New Delhi hoped that East Pakistani interests might
be accommodated. Indira Gandhi and her principal advisors feared the
consequences of secessionism, not the least because India had its own
chronic secessionist movements to deal with. Raghavan puts to rest the
myth that Indira Gandhi almost immediately in March 1971 ordered General
Manekshaw and the Indian Army to prepare for intervention. Manekshaw’s
recollection that he had to remonstrate with an interventionist-minded
Indira Gandhi and hold back the dogs of war (because the Indian military
was not ready), Raghavan shows, is simply wrong: Indira Gandhi was in
no mood to act precipitously.
Second, India’s victory in Bangladesh was not assured in the least.
Nor was it in fact the war-goal of either the political leadership under
Indira Gandhi or the top Indian military leadership. The
political-military goal was to have Indian troops carve out an enclave,
install the government-in-exile in power in the enclave, provide the
Mukti Bahini with greater aid and succour, and force Pakistan to
reconsider its stance. It was only Generals Jacob and Sagat Singh and
some other senior officers who dissented from the military plan at this
stage and who ignored orders to stick to the plan when they found they
were in a position to end Pakistani military resistance altogether. For
the most part, few in the Indian decision-making chain imagined that an
independent Bangladesh was around the corner.
Beginning of the War
Third, Raghavan shows that it was India that really began the war and
was by late November 1971 itching for Pakistan to initiate hostilities.
It has been fairly well known, at least since the early 1980s, that
Indian forces were deep within East Pakistan by the third week of
November 1971 and fought pitched battles in Boyra in support of the
Bangladeshi resistance. Raghavan confirms this. He shows that by late
November, as the diplomatic pressures on India steadily increased, as
erstwhile supporters of India’s stand such as France and Britain started
to equivocate, as the US leaned on the Soviets to curb India and on
China to intervene against India, and as the UN refused to act against
Pakistan, Indira Gandhi and her advisors realised that India might be
stuck in a stalemate: the refugees would remain on Indian soil; the
Pakistanis would refuse to negotiate with Mujib; and a festering,
factionalised resistance would drag on. India therefore had to play a
much more active military role. When the Pakistanis finally pulled the
trigger and bombed Indian airfields in the western sector on 3 December,
D P Dhar, travelling with Indira Gandhi on a plane from Calcutta,
remarked: “The fool [Yahya] has done exactly what one had expected” (p
234).
Fourth, on the diplomatic front, Raghavan illuminatingly documents
the attitudes of the US, Chinese, Soviets, Japanese, Germans, French,
British, and Australians. The depth of the Nixon-Kissinger dislike of
Indira Gandhi and India still surprises: the expletives, the
vindictiveness, and the anger. Part of it was personal and almost
ethnic, in the case of Nixon, who never hid his distaste for India or
its leader, and part of it was a geopolitics that was obsessed with the
opening to China and a perception that the Pakistani crisis and India’s
role in it would jeopardise the US’ standing with Beijing. The Raghavan
account suggests that the Nixon-Kissinger panic in the crisis also grew
out of the desire to save face with their Chinese interlocutors, who
they admired in a personal – as against a merely geopolitical – way.
Raghavan reveals, scarily, that at one point, when Nixon seemed to sag,
Kissinger goaded and egged him on. With an eye on China, Kissinger urged
that Nixon be prepared for a military confrontation, up to and
including a nuclear confrontation, with the Soviet Union if Moscow
threatened Beijing.
What Raghavan tellingly shows, perhaps better than anyone so far, is
that the Nixon-Kissinger reading of China was comically wrong if not
inept. Despite their prodding Beijing, the Chinese remained circumspect
and cautious throughout the crisis and showed no desire to intervene
militarily. Kissinger tried valiantly to instigate the Chinese into
causing trouble along the border with India in the opening days of the
war. On 10 December, his meeting with the Chinese Representative to the
UN, Huang Hua, was a complete failure and almost comedic. Kissinger
argued grandiosely and increasingly huffily that Pakistan would become a
virtual protectorate of India if it was broken up and that China should
act; Hua replied stolidly that the US’ stand was “a weak one” and that
in effect China thought it was better to take on India and the Soviets
at another time and place. Kissinger left the meeting in some disarray.
China’s Caution
Why was China so cautious? Here too Raghavan offers a fresh
interpretation. Part of the answer, he suggests, is that China and India
were embarked on a diplomatic rapprochement of their own ever since Mao
had talked to Brajesh Mishra in a diplomatic reception line in 1970.
Part of the answer, and not unrelated to the incipient rapprochement,
was that Beijing did not want to push New Delhi further into Moscow’s
corner. Third, China’s internal politics were vital: Mao was busy
recouping his own position within the People’s Liberation Army after the
Lin Biao affair and did not want war. There was another more strategic
calculation as well: the Chinese felt that East Pakistan could not be
saved given how far things had gone internally. It is worth saying here
that in recounting China’s attitude to the evolving crisis, Raghavan has
in addition produced the best account I have seen of the rather
protracted thaw between India and China in this period. As far as I
know, the thaw in relations has never been analysed quite so thoroughly,
and in any case, rarely finds much mention in accounts of Chinese
behaviour during the Bangladesh crisis. Raghavan’s account suggests that
Indira Gandhi used the opening rather astutely to disarm the Chinese
diplomatically. She eventually wrote to Mao asking him almost
plaintively how India should handle the difficult situation developing
on its borders.
Soviet Union and India
Fifth, the Soviet Union, so often portrayed as firmly in India’s
corner and more or less unquestioning of India’s stance, appears as
almost fatally ambivalent on New Delhi’s increasingly hard stance. Going
back to 1969, the Soviets had been keen to launch an Asian security
initiative against China that would have drawn in both Pakistan and
India. They were keen to sell arms to Pakistan as well and, in effect,
to manage south Asia after the 1965 war. Right through the crisis and
during the war, Moscow steadfastly counselled restraint on New Delhi,
often confounding the Indian government – and this in spite of signing
the Treaty of Friendship and Cooperation (note: Raghavan does a masterly
job of recounting the diplomacy leading up to its conclusion). In
public statements, the Soviets were stubbornly even-handed. It was
really only during Indira Gandhi’s September 1971 visit that the Soviets
began to tilt openly towards India, and it took till late October for
Indian Foreign Minister Swaran Singh to announce that India had Moscow’s
“total support” (p 226). Thus, contrary to the view in India of
unstinting Soviet support, and contrary also to the paranoid view in the
US about the Soviet desire to humiliate the US and China, Moscow
constantly worried about New Delhi’s handling of the situation and was
anxious not to antagonise Washington.
Sixth, if Nixon-Kissinger failed to stir the Chinese, ironically they
succeeded better with the Soviets. Raghavan shows that in the end the
US pressures on the Soviets to lean on India did pay off – in the sense
that Moscow exerted pressure on Indira Gandhi on the conduct of the war.
Thus, crucially, during the war, the Soviet leadership urged India to
speed things up in the east and to rein in its western campaign. When
Indira Gandhi sent D P Dhar to reassure Moscow, he found Kosygin
“shaking like a leaf” and insisting that India finish the war off
quickly lest the US naval task force heading to the Bay of Bengal were
to instigate an escalation of the conflict and draw the Soviets in.
Raghavan’s account suggests that the image of the Soviets during this
episode as being resolute and solid in the face of the US is not true.
Moscow was surprisingly frail.
A Close Thing
Raghavan also shows nicely that American and Soviet pressures had a
mixed result. If it was Washington’s intention to slow India down in
East Pakistan, its pressures only increased India’s desire to go harder.
On the other hand, on the western front, New Delhi ordered its military
to be circumspect and to ensure that it did not alarm Pakistan or the
international community. When Poland tabled a draft ceasefire resolution
in the Security Council on 14 December 1971, it was clear that even the
Soviets would not get in the way of a ceasefire resolution that would
have put India in an awkward position. Fortunately for India, Bhutto,
representing Pakistan at the UN, dramatically tore up the resolution in
front of the Security Council and stormed out. “The Polish resolution”,
Raghavan somewhat laconically concludes, “was buried”. What would the
international community and India have done if India had not wrapped up
the war in the ensuing 48 hours? Would New Delhi have defied the
international community? Would the US aircraft carrier have been used if
India had defied the UN? From Raghavan’s account, we can see that the
war was much closely run than the triumphalist memory we have of 1971.
This is a rich book, and there is much else that is fresh and
insightful in the account. For instance, it comes as something of a
surprise that despite the US stand, the French and British were
supportive of India almost to the end. Japan was sensitive to the
refugee problem and defied the US in cutting off aid to the Aid Pakistan
Consortium. On the other hand, it did little else. The Australians were
forthrightly on India’s side on the humanitarian aspects of the crisis
and quite early reconciled themselves to the necessity of intervention.
The Canadians, internationalist in their diplomacy throughout the 1950s
and 1960s, were buffeted about but were fairly conservative, in part
because of their own separatist problems in Quebec. Germany was
sympathetic and largely neutral. The third world was almost without
exception opposed to India’s intervention and not terribly concerned
about India’s refugee burden. Few accounts of the crisis bother with
these secondary countries, and it is to Raghavan’s credit that he does
so.
Provocative Argument
Raghavan also quite provocatively argues that had India intervened
earlier, a more stable, united Bangladesh would have resulted and that
this was in India’s interests. The protracted nature of the crisis
caused bitter differences to emerge amongst the Bangladeshi resistance –
ordinary resistance fighters, the Bangladeshi military led by Ziaur
Rahman, various factions of the Awami League, and smaller political
parties – and the province’s infrastructure, on which its subsequent
development necessarily depended, was badly damaged during the civil and
then international war. This counterfactual argument is certainly a
defensible one – though it is an open question whether or not India’s
ponderous armed forces and national security apparatus was/is capable of
such categorical, expeditious analysis and action.
1971 is not without flaws. For instance, Raghavan’s attempt to
locate the revolt in East Pakistan in the context of the worldwide
upsurge of the 1960s and an incipient globalisation only works up to a
point. The book opens with this larger setting, but except for Chapter 6
which deals with global civil society responses to the crisis there is
scarcely any further adversion to globalisation. In any case, the
opening remarks on globalisation are rather breathless and do not really
satisfy. So also the references here and there to the crisis as an
exemplar of the challenges facing humanitarian intervention are not
terribly edifying, though certainly the book reinforces the point that
international society is deeply conservative about intervention.
This attempt to lift the book up and beyond a
strategic-diplomatic-political reconstruction of the crisis only
partially succeeds. Raghavan bravely makes the point that the crisis is
not just some relic of south Asian regional politics and the cold war
but has larger resonance; yet, in the end, the account – detailed,
revealing, often provocative, and always responsible and intelligent –
remains largely that, namely, a wonderful international history of a
consequential moment in south Asia’s history during the second phase of
the cold war. Having said that, the size of the book is already
considerable (260 pages of small print) and may well have militated
against a more expanded discussion of the larger import of the crisis.
Finally, it must be said that Raghavan’s insistence that chance,
contingency, and conjuncture are vital in understanding the course of
events is at some level unexceptionable. The book returns to this theme
now and then, but fails to use the argument very compellingly. The US
opening to China in the midst of the crisis was certainly a fateful
conjuncture, but this is well appreciated and not an original insight.
Where Raghavan is more creative is in linking the crisis to the student
movements and global protests of the 1960s and in suggesting that the
explosion of the media at this time was a fateful coincidence. One could
say possibly that it was chance and contingency that Yahya was at the
helm in Pakistan, that Nixon and Kissinger with their dislike of India
led the US, and Indira Gandhi who was equally repulsed by the US
administration was the Indian prime minister, and that this conjuncture
of personalities structured the crisis. Perhaps what Raghavan is really
saying in plain language is that Indian policy evolved and that there
was no straight line, grand plan to dismember Pakistan – which is fair
enough. My own sense is that the book’s intoning of chance, contingency,
and conjuncture is portentous but that in the end the deployment of
these words functions more like a trope than a heuristic or analytical
device of any force.
Best Account of the 1971 Crisis
These caveats aside, Srinath Raghavan’s global history of the 1971
crisis and war is the best account we have and is not likely to be
surpassed in a hurry. It is meticulously and stylishly written and sets
the highest standards. Raghavan is prolific, and
1971 is a worthy
successor to his groundbreaking book on the Nehru years. Indian IR
desperately needed a smart kick in the pants, and the historical turn
has provided it. One of the reasons that the study of IR has not bloomed
in India is that a wider reading public has not been drawn to its
products. Nor have decision-makers found much in its writings they did
not already know, and know better. Raghavan and this band of young
historically-minded scholars are drawing more general readers to India’s
external policy and are telling today’s decision-makers stories that
they are not familiar with and do not know in any great depth. Their
work is exciting and stimulating, and could signal the coming of age of
Indian IR and the study of India’s external policy.